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COMMENT LETTERS - REGULATORY COMPLIANCE INFORMATION

2017 Small Firm Compliance, DOL Fiduciary Rule Law Firm Summaries

SMALL FIRM COMPLIANCE CORNER
INFORMATION ON THE NEW DOL FIDUCIARY RULE
 
 
For your reference, here are a number of recent law firm summaries regarding the DOL's final fiduciary rule since its release two weeks ago.  
 
Bates Group LLC
New Fiduciary Rule: One Major Theme to Consider
 
Bressler Amery Ross
Department of Labor Issues Final Rules on ERISA Fiduciaries and Best Interest Contract Exemption
 
Debevoise & Plimpton LLP
Final DOL Fiduciary Rules Simplify Some Mechanics, but Retain Core Principles...and Flaws
 
Goodwin Procter LLP
DOL Issues Final Fiduciary Rule
 
Groom Law Group
Fiduciary Rule
 
Kutak Rock LLP
Department of Labor Finalizes Fiduciary Rule
 
Mayer Brown
First Look at DOL 's Final Fiduciary Rule
 
Morgan, Lewis & Bockius LLP
Final DOL Fiduciary Rule - First Impressions
 
Morrison & Foerster LLP
Final Department of Labor Fiduciary Regulations Under ERISA
 
Ropes & Gray
DOL Issues "Conflict of Interest" Rule on Investment Advice: Fiduciary Net Will Widen on April 10, 2017
 
Shearman & Sterling LLP
The US Department of Labor's Final "Fiduciary" Rule Incorporates Concessions to Financial Service Industry but Still Poses Key Challenges
 
Sidley Austin LLP
Finally - Department of Labor Finalizes Regulation Defining "Fiduciary" With Application Delayed One Year
 
Sutherland
The Final Rule: DOL's Expanded Definition of Investment Advice Fiduciary Under ERISA and Revised Complex of Exemptions
 
Willkie Farr & Gallagher LLP
DOL Publishes Final Fiduciary "Conflict of Interest" Regulations and Related Exemptions 

All the best,
Paige
 
 
PAIGE W. PIERCE
 

Paige Pierce