Articles — The Pierce Group, LLC

The Pierce Group, LLC

Vision. Value. Results.

COMMENT LETTERS - REGULATORY COMPLIANCE INFORMATION

CAT Customer and Account Information System ("CAIS") (3/24/21)

Paige PierceMarch 24, 2021

Small Firms, Websites and ADA Litigation (3/8/21)

Paige PierceMarch 24, 2021

New COVID-19 Relief Bill PPP Information (12/28/20)

Paige PierceJanuary 14, 2021

IA Update - Changes to NY State IAR Registrations Coming in 2021 (12/10/20)

Paige PierceJanuary 14, 2021

Looking for BDs That Are For Sale

Paige PierceJanuary 14, 2021

SEC "Finders" - Registration Exemption Proposal (11/9/20)

Paige PierceJanuary 14, 2021

Comment Letter on SEC Proposed Exemptive Order on Registration of Finders (11/9/20)

Paige PierceNovember 9, 2020

FinOp FAQ Update + CAT Monthly Report Card (9/18/20)

Paige PierceNovember 9, 2020

SEC Redefining Who Is An "Accredited Investor" (8/27/20)

Paige PierceNovember 9, 2020

Branch Exams - A Hybrid Approach (7/29/20)

Paige PierceNovember 9, 2020

PPP Forgiveness + Stimulus Updates (7/29/20)

Paige PierceNovember 9, 2020

Congress Approves PPP Loan Modification Rules (6/5/20)

Paige PierceNovember 9, 2020

PPP Loan Forgiveness Guidelines - Quick Summary (5/19/20)

Paige PierceNovember 9, 2020

Small Firm CAT Set-Up and System Testing Reminder (4/24/20)

Paige PierceNovember 9, 2020

House Approves Round 2 For the PPP and EIDL Programs (4/24/20)

Paige PierceNovember 9, 2020

Attention Minority Business Owners & Operators (4/13/20)

Paige PierceNovember 9, 2020

Tax-Free Disaster Relief Payments For Employees (4/7/20)

Paige PierceNovember 9, 2020

FINRA Update on CARES PPP, Broker Dealers and Net Cap (4/3/20)

Paige PierceNovember 9, 2020

CARES ACT & Broker Dealers (4/1/20)

Paige PierceNovember 9, 2020

Small Firms - Regulatory Relief Update (3/20/20)

Paige PierceNovember 9, 2020