2010.0604 MSRB Notice 2010-10, Request for Comments on Draft Interpretive Guidance on Prevailing Market Prices and Mark-Ups for Transactions in Municipal Securities Paige PierceOctober 16, 2017
2009.0713 SEC File No. SR-FINRA-2009-039, Adoption of FINRA Rule 3310 (Anti-Money Laundering Compliance Program) Paige PierceOctober 16, 2017
2008.0630 MSRB Notice 2008-24, Proposal to Create Centralized System for VRDOs Paige PierceOctober 16, 2017
2008.0613 FINRA Regulatory Notice 08-24, Supervision and Supervisory Controls Amendments Paige PierceOctober 16, 2017
2007.1217 MSRB Notice 2007-33, Draft Rule Changes to Establish Electronic Access System for Official Statements Paige PierceOctober 16, 2017
